##  [Broker-Dealer](/index.php/broker-dealer) 

  ##  [Broker-Dealer](https://social.quantumdictionary.io/broker-dealer-0) 

  

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**Social Sciences Dictionary**

 







 

 

 

 



 

 

 

 

Definition

A business entity that, within regulated markets, executes securities transactions on behalf of clients (acting as broker) and may also buy and sell securities for its own account (acting as dealer); the firm’s activities include order execution, custody-related functions, market access and capital usage when trading proprietary positions.